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“The
key to success for a financial regulator
facing such great potential change
in the marketplace is to pursue the
same innovativeness and creativity
that successful market participants
rely upon…”
“Principles-based
rules that suit the nature of the
participant and the nature of the
product…and that reflect a common
sense approach to regulation …
are most often the rules that are
best able to achieve public policy
goals”
Silver Users
Association May 23, 2001
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